BROADHAVEN SECURITIES, LLCBroadhaven Securities, LLC (“Broadhaven” or the “Firm”) respects the confidentiality of our clients’ non-public information. It is our intention to ensure that this information is safeguarded to protect against its misuse.
All information given to Broadhaven and all and advice furnished by Broadhaven to its clients will be kept confidential and will not be disclosed to anyone, except as Broadhaven may so agree in writing or as may be required to do so by law.
Broadhaven will collect non-public information directly from its clients as part of its advisory engagements.
The Firm will provide nonpublic information about former clients only if required to do so by law or regulation or to those parties who need such information in order for the firm to carry out any continued obligation with respect to the services covered by the former advisor / client relationship.